CP Organization


Chief Executive Officer (CEO)	Cultivates a corporate culture of autonomous compliance Publicly declares a strong commitment to compliance
Compliance Officer	Oversees company-wide compliance operations Fulfills the duty of care as a responsible and prudent manager Serves as the Chairperson of the Compliance Program (CP) Committee
CP Committee	Serves as the highest deliberative and decision-making body on CP matters Makes decisions on issues not covered by existing regulations Determines the level of disciplinary action for CP violations
Compliance Team	Dedicated department responsible for managing the Compliance Program Conducts assessments on the status of compliance implementation Recommends corrective and improvement measures based on assessment results
Audit Team	Collaborates with the Compliance Team to operate the CP effectively Monitors compliance activities and conducts follow-up evaluations Investigates employees involved in potential violations
Departmental Compliance Managers	Manage CP implementation within their respective departments Establish direct communication (hotlines) with the Compliance Officer and Compliance Team Conduct internal compliance training and ongoing monitoring